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HomeMy WebLinkAbout92-03 OrdinanceRECORD OF ORDINANCES Blank, Inc. Ordinance No. 92-03 _ Parsed , 20_ AN ORDINANCE ADOPTING A PLAN OF OPERATION AND GOVERNANCE FORA MUNICIPAL (OPT OUT) NATURAL GAS AGGREGATION PROGRAM AND AUTHORIZING THE CITY MANAGER TO SUBMIT SAID PLAN TO THE PUBLIC UTILITIES COMMISSION OF OHIO, AND DECLARING AN EMERGENCY WHEREAS, Ohio Revised Code 4929.26 permits a municipality to aggregate customers within their jurisdiction in order to facilitate "customer choice" in natural gas power suppliers and to promote lower cost natural gas utility services within the City of Dublin; and WHEREAS, on May 6, 2003 the electors of the City of Dublin approved the City's plan to create an aggregation program for customers located within the boundaries of the City of Dublin; and WHEREAS, O hio Revised Code 4929.26 (C) requires a governmental entity interested in the automatic registration of customers under governmental aggregation, subject to customer rights to "opt-out" of such an aggregation, to adopt a plan of operation and governance for its aggregation program; and WHEREAS, the City of Dublin has developed a Plan of Operations and Governance for the natural gas aggregation program and advertised and conducted two public hearings on the plan. NOW, THEREFORE, BE IT ORDAINED by the Council of the City of Dublin, State of Ohio, _~ of the elected members concurring that: Section 1. Dublin City Council declares its intention to act as an opt-out aggregator under the terms of the Ohio Revised Code Section 4929.26 (C) under which the City will on an opt-out basis, enroll any eligible consumers in the City owning, occupying, controlling or using a natural gas load center within the City limits into the City's aggregation program. Section 2. Dublin C ity C ouncil a ffirms t hat t wo p ublic hearings were conducted on the proposed Plan of Operations and Governance and the said plan is hereby adopted. Section 3. This Council hereby adopts the City's Plan of Operations and Governance for the implementation and administration of the City's aggregation program in accordance with Ohio Revised Code 4929.26 (C). Section 4. The City Manager is hereby authorized to file the Plan of Operations and Governance with the Public Utilities Commission of Ohio in order that the City be authorizedlcertified as a governmental aggregator. The aggregation program shall thereafter commence in accordance with the adopted Plan of Operations and Governance that has been established pursuant to Ohio Revised Code Chapter 4929. Section 5. This ordinance is hereby declared to be an emergency measure necessary for the immediate preservation of the public health, safety and welfare by securing lower electric and natural gas rates for Dublin residents before the winter months at the lowest foreseeable levels. Therefore, this ordinance shall be effective immediately upon its passage. Passed this ~ of ~ -P,~~ 2003 -~- Mayor -Presiding Officer I hereby certify that copies of this Ordinance/Resolution were posted in the ATTEST: City of Dublin in accordance with Section 731.25 of the Ohio Revised Code. Clerk of Council erk of Council, Dublin, Ohio CI1"Y nF DUBLIN Department of Service 6555 Shier Rings Road • Dublin, OH 43016-8716 Phone: 614-410-4750 • Fax: 614-923-5529 Memo TO: Members of the Dublin City Council FROM: Jane S. Brautigam, CityManager~a-~•vS.d~,~,,~ DATE: August 13, 2003 INITIATED BY: Dana L. McDaniel, Deputy City Manager/Director of Service RE: Ordinances and Resolutions regarding Electric and Natural Gas Aggregation INTRODUCTION Staff recommends Council adopt Ordinances 91-03 and 92-03 and Resolutions 33-03, 34-03, and 35-03. These Ordinances and Resolutions are fundamental to establishing the City of Dublin's electric and natural gas "opt-out" aggregation programs. BACKGROUND Early in 2003, Council certified to the May 6, 2003 ballot the questions as to whether the City of Dublin should formulate a Plan of Operations and Governance ("plan") for the purpose of establishing a municipal "opt-out" aggregation program for both electric and natural gas. Dublin electors authorized the City to do this. As a result, staff entered into agreement with American Municipal Power -Ohio (AMPO) to develop these plans for both electric and natural gas. Both plans were drafted. Two public hearings, as required by state law, were conducted for each electric and natural gas plan. These were held on July 31St and August 7cn As a result of Dublin and other communities in Central Ohio receiving the go-ahead from voters to begin the process to become "opt-out" aggregators, suppliers expressed significant interest in providing these aggregation services. Staff has been working with AMPO and other municipalities in Central Ohio (Bexley, Gahanna, Reynoldsburg and Upper Arlington) to develop a framework for a supplier Agreement for both electric and natural gas. Additionally, the Central Ohio communities mentioned above have expressed a desire to continue to work together on an ongoing basis to leverage their collective "loads/volume" for electric and natural gas aggregation purposes. It has become evident that working together will benefit all those who participate. The Ohio Revised Code permits the formation of entities under a "council of governments", as it is commonly referred to, in order to work together and cooperate on various matters. The City's legal staff has significantly researched this and has been working with staff to put together what the five communities are calling the Central Ohio Public Energy Council (COPEC). 8-13-03 D. McDaniel Electric/Natural Gas Aggregation Legislation Page 2 Ordinances Attached, you will find Ordinances 91-03 & 92-03 adopting the Plans of Operation and Governance for each electric and natural gas. Attached to each Ordinance is an outline/presentation providing a summary of each plan and the actual plan itself for each electric and natural gas aggregation. The outlines/presentations do a nice job of providing an overview of each aggregation program and plans. Resolutions Resolutions 33-03 & 34-03 are presented for Council's consideration. These Resolutions, if passed, will authorize the City Manager to enter into Agreements with a Competitive Retail Electric Service (CRES) provider and a Competitive Retail Natural Gas Service (CRNGS) provider. The draft agreements are attached to each Resolution. Staff is pursuing this authorization without specific company names being finalized for two reasons: (1) negotiations are ongoing, and (2) the City Manager must be in a position to quickly execute an Agreement when market conditions are in the best interest of the City. The frameworks of the Agreements are basically the same, and most reputable providers are willing to agree to these frameworks. However, the real potential benefit is in the bottom-line price. This price depends significantly on "futures" which fluctuate nearly daily. Therefore, it is imperative that the City Manager be able to execute the Agreement(s) at the time when market conditions appear to be most beneficial to the City. Providers are not willing to agree to price then wait on other processes. City Councils in Bexley, Gahanna and Upper Arlington have authorized their respective managers/mayors to execute Agreements in this fashion. Staff is hopeful, Dublin City Council will also agree to this arrangement in order to gain the same benefit. We are coming upon a critical time in the year to try to secure favorable rates, especially in natural gas. Any such Agreement would of course be contingent upon the City receiving its aggregator status from the PUCO. Resolution 35-03, if passed, recognizes COPEC and authorizes the City Manager to ensure the City's membership. Membership in COPEC will bring those benefits noted in both the Resolution and in the Code of Regulations, which is attached to the Resolution. COPEC's Code of Regulations is attached in order that Council sees its intent and governing document. COPEC is intended to facilitate cooperation among its participating members. Such an organization can be as simple or a s complex as the organization desires. The founding m ember communities, mentioned above, intend for this organization to serve a coordinating and cooperating function only, at this point. It is not our intent to initially be a sophisticated organization. Northeast Ohio Public Energy Council (NOPEC), as an example, is a similar organization of well over 100 municipal and governmental entities with an annual budget of over $600,000. The COPEC cities considered m embership i n t his o rganization a nd d ecided t hat t hey d id n of d esire t his 1 evel o f sophistication. NOPEC is to be commended on their accomplishments. However, COPEC, if formed, desires to grow its membership as an opportunity for other Central Ohio communities but with a focus on cooperation and coordination. Potential member cities listed above each have individual Agreements with AMPO and will execute individual Agreements with suppliers. f 8-13-03 D. McDaniel Electric/Natural Gas Aggregation Legislation Page 3 However, these cities are seeing the benefit of working together to leverage their collective loads/volumes. Aggregation on a larger scale could be determined down the road. RECOMMENDATION/CONCLUSION Staff recommends Council pass the Ordinances and Resolutions presented herein. Staff may request at the next regularly scheduled Council meeting that Council pass the above Ordinances in an emergency fashion and waive the thirty day waiting period. This may be recommended based upon ongoing negotiations and market conditions. In conclusion, all indications are that Dublin customers stand to benefit from the municipal aggregation programs for both electric and natural gas. However, the greatest benefit is the individual consumer's ability to choose. The staff point of contact regarding this legislation and staff report is Dana McDaniel at 410- 4751. Thank you. T:\word\DANA\MEMOS\CO[JNCIL\Aggregation opt out 081303.doc ~j Z City of Dublin, Ohio Municipal Gas Aggregation Program Plan of Operation and Governance AMPO, Int. 2600 Airport Drive Columbus, Ohio 43229 Overview •On May 6, 2003, local residents authorized the City of Dublin to ', create a municipal "opt-out" gas aggregation program •All eligible COH consumers within the corporation limits will automatically be enrolled unless they opt out of the program Overview The City's purpose in creating the Aggregation Program is to represent local consumers' ', interests in emerging competitive natural gas markets by aggregating gas loads within the corporation limits and negotiating affordable, reliable gas supplies on behalf of consumers AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Description of Services •The City will not buy and resell gas '; to participants •The City will negotiate a contract with a Competitive Retail Natural Gas Services (CRNGS) Provider to provide reliable, affordable gas supplies on behalf of local residents Reliability and Customer Service '; ®COH will continue to operate ', and maintain its gas distribution system and will deliver gas from the CRNGS Provider ®The only thing that changes for participants is the natural gas supplier Reliability and Customer Service !~ Customers will still call COH for gas outages and billing questions The CRNGS Provider will maintain a toll-free telephone number for consumer questions and concerns Customer service protocol will be developed with the CRNGS Provider AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Reliability and Consumer Indemnification `• If for any reason the CRNGS '. Provider fails to deliver gas, the City will attempt to acquire an alternate gas supply • If an alternate supply cannot be acquired, participants will default to COH • In no case will participants be without gas service Participant Rights -: • All participants enjoy the protection of law afforded all consumers including the right to question billings, service quality or service practices • All participants will be treated equitably • All eligible consumers can participate on non- discriminatory basis Participant Rights • Low income (PIPP) customers remain subject to all provisions of Ohio law and PUCO rules and regulations regarding their right to return to COH Standard Tariff Service and participation in the program AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Program Structure and Management Oversight of the Aggregation Program will be the responsibility of ', the Director of Service, who shat) report to the City Manager The Director of Service will appoint an Aggregation Program Manager (which may be a consultant) Selection of a CRNGS Provider ~ The City will develop a contract with a CRNGS Provider for firm, full requirements gas service ®The contract wil! be far a fixed term (i.e., one to five years) and contain al! pricing, charges, switching fees, etc. in clear and easily understandable terms CRNGS Provider Minimum Qualifications: d Certified by PUCo O Registered with CUH ?Have service agreement under Ct}H Gas Transportation Tariff 7 Have EDI system capable of effectively processing transactions in a timely manner ®Completed EDI Testing with COH~ AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 CRNGS Provider Minimum Qualifications: ®Meet creditworthiness standards ®Have toil-free customer call center '', capable of effectively handling questions, concerns and disputes in a timely manner Hold the City harmless from any financial obligations arising from the program Natural Gas Supply Charges • CRNGS Provider wi[I supply information on gas supply charges broken down by COH rate classification • All charges will be fully and prominently disclosed in consumer enrollment materials a COH Customer Classifications and Rates ~~'; <~ COH assigns customer rate classifications, character of service and associated regulated rates C The City cannot assign or alter COH customer classifications AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Initial Consumer Notification and Enrollment • The CRNGS Provider will work with the ,City and COH to identify all eligible ;customers. To be eligible, consumers 'must: • Have COH gas service within the C'rty limits • Have a current COH account • 8e classified as non-mercantile Initial Consumer Notification and Enrollment ~To be eligible, consumers must (cont'd): .Not already be served by a CRNGS provider . Not be a PIPP customer Initial Consumer Notification and Enrollment • All eligible consumers will receive ', a notice detailing the rates, charges and other terms and conditions of participation in the program •If consumers wish to participate, they don't need to take any further action-they will be automatically enrolled Z'~} AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Initial Consumer Notification and Enrollment ', * Consumers will be given a 21-day 'period to notify the City if they wish to opt-out of, or decline participation in, the Aggregation Program • Consumers who did not opt out will be enrolled in the program by the CRNGS Provider at the earliest date practicable Initial Consumer Notification and Enrollment • Consumers enrolled in the program will receive a rescission letter from COH notifying them of their enrollment and granting them seven calendar days to notify COH of any objections to their enrollment Leaving the Aggregation Program Participants who wish to leave the program may do so: • During the initial 21-day opt-out period • During the seven day rescission period • At least every two years • At any other time; however a switching fee may be assessed by the CRNGS Provider AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Leaving the Aggregation Program • Consumers who opt-out of the program will return to COH Standard Tariff Service • Consumers who relocate outside the City limits will pay no exit fee and will return to CUH Standard Tariff Service Customer Billing ~•~ The CRNGS Provider will initially use C~H consolidated ~~! billing where each consumer receives one bill itemizing the CRNGS Provider's gas supply charges and C4H charges a Participant Responsibilities Program participants are subject to the same standards and responsibilities as other gas consumers, including payment of billings and access to metering and other equipment necessary to carry out utility operations AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 New and Returning Participants Participants who leave the program and later wish to return, as well as new participants and new COH customers, will be able to join the program; however, the City cannot guarantee the same rates as initially offered. New and Returning Participants Participants who relocate within the City will be allowed to continue in the program under the same terms and '; conditions provided: • They obtain gas service from COH and, • They retain the same COH account number z. Termination of the Program '; In the event of program termination, participants will receive 60 days notice and can return to COH Standard Tariff Service or select another approved CRIVGS Provider a AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 Dispute Resolution OCity of Dublin- 614-410-4750 4~Qhio Consumer's Counsel (residential) - 877 742-5622 Public Utilities Commission of Ohio - 800 686-7862 a AMPO, Inc., 2600 Airport Drive Columbus, OH 43219 (614) 337-6222 CITY OF DUBLIN DRAFT PLAN OF OPERATION Exhibit A CITY OF DUBLIN PLAN OF OPERATION AND GOVERNANCE FOR MUNICIPAL OPT-OUT NATURAL GAS AGGREGATION ADOPTED BY CITY COUNCIL (xxxxxxx~ CITY OF DUBLIN DRAFT PLAN OF OPERATION Overview At the May 6, 2003 election, local residents authorized the City of Dublin (the City) to create a municipal opt-out natural gas aggregation program (the Aggregation Program) in compliance with Section 4929.26 of the Ohio Revised Code. Under the opt-out natural gas aggregation program, all eligible natural gas consumers within the City's corporation limits will be automatically included in the Aggregation Program initially. However, all consumers will also be given the opportunity to opt-out or decline participation in the Aggregation Program as detailed herein. The City's purpose in creating the Aggregation Program is to represent local consumer interests in emerging competitive natural gas markets by aggregating natural gas loads within the City's corporation limits (including municipal facilities) and negotiating affordable, reliable natural gas supplies and other related services on behalf of local consumers. The City may pursue this purpose individually or in cooperation with other entities. Many small commercial and residential natural gas consumers lack the leverage to effectively negotiate natural gas supply rates and services. A governmental aggregation program provides them with an option for professional representation and the bargaining power of a larger, more diverse consumer group that maybe more attractive to suppliers, allowing them to effectively participate in the competitive process and achieve benefits. 1. Description of Services The Aggregation Program is designed to reduce the amount a consumer pays for natural gas energy, and to gain other favorable economic and non-economic terms in service contracts. The City will not buy and resell natural gas, but will represent co-Tlective consumer interests to set terms and conditions for service. Through a negotiation process, the City will develop a contract with a Competitive Retail Natural Gas Services Provider (CRNGS Provider) or Providers for firm all-requirements natural gas service. Once the contract has been finalized, it will be submitted to the Dublin City Council for approval. The Aggregation Program covers the natural gas supply portion only of a participant's natural gas bill. Columbia Gas of Ohio (COH) will continue to deliver natural gas to Aggregation Program participants' homes and businesses through its natural gas distribution system as a monopoly function regulated by the Public Utilities Commission of Ohio (PUCO). COH will also continue to install, operate and maintain its system of pipelines, Rights of Way, meters and other natural gas distribution components. Aggregation Program participants should continue to call COH if their natural gas is interrupted or if they have billing questions. The PUCO will continue to oversee COH natural gas safety and reliability service standards. 2 CITY OF DUBLIN DRAFT PLAN OF OPERATION Oversight of the Aggregation Program will be the responsibility of the Deputy City Manager/Director of Service, who shall report to the City Manager. The Deputy City Manager/Director of Service, subject to City Council approval, will have the authority to develop specifications for the Aggregation Program, to appoint an Aggregation Program Manager, and to select, hire and manage the CRNGS Provider. The CRNGS Provider and the Aggregation Program Manager will work under the direction of the Deputy City Manager/Director of Service with the advice and counsel of the City Attorney. Due to the complexity of the natural gas utility industry and the uncertainties of its associated restructuring activities, the Deputy City Manager/Director of Service may contract with a consultant or consultants to provide the necessary expertise to represent the City's interest in legislative and regulatory matters and/or to serve as the Aggregation Program Manager. Such services may include, but are not limited to, facilitating consumer enrollment and opt-out, assisting with consumer education, addressing consumer questions and concerns, providing reports on program operation, enrollment and savings, negotiating future CRNGS Provider contracts, and representing the City in dealings with CRNGS Providers, COH, the Ohio Legislature, the PUCO and the Ohio Consumer's Counsel (OCC). The City deems any and all information related to an eligible customer to be confidential and proprietary trade secret information. The CRNGS Provider shall keep all eligible customer information provided to it by the City or COH in supplying eligible customers within the City's corporation limit confidential and shall not disclose such information to any third party, unless such disclosure is required to serve any eligible customer, the third party agrees to keep such eligible customer information confidential, and the City consents to the disclosure of such information to the third party. The City will require any CRNGS Provider to disclose any subcontractors that it uses in fulfillment of the services described herein. The CRNGS Provider will provide a local or toll free telephone number for participant questions and concerns about enrollment, opt-out provisions, billing and other Aggregation Program issues. The CRNGS Provider will develop internal controls and processes to help ensure that the City remains in good standing as a governmental aggregator that complies with all laws, rules and regulations regarding the same as they may be periodically amended. Natural gas service reliability is an essential to Aggregation Program participants. The City will strive to provide high-quality service and reliability through provisions of the CRNGS Provider contract, through traditional proceedings related to COH distribution services; and through direct discussions with COH concerning specific or general problems related to quality and reliability of its distribution system. 3 CITY OF DUBLIN DRAFT PLAN OF OPERATION If for any reason a CRNGS Provider fails to provide uninterrupted service, the City will attempt to acquire an alternative natural gas supply. If this attempt fails, participants will default to COH established tariff rates. In no case will participants be without natural gas as the result of the CRNGS Provider's failure to provide uninterrupted service. The City will seek to minimize this risk by contracting only with reputable CRNGS Providers that demonstrate reliable service. The City also intends to include conditions in its CRNGS Provider contract that will indemnify participants against risks or problems with natural gas supply service and price. All Aggregation Program participants shall enjoy the protections of law afforded to consumers as they currently exist or as they may be amended from time to time. These include rights to question billings or service quality or service practices. All program participants shall also enjoy the individual right to decline participation in the Aggregation Program subject to the terms and conditions contained herein. All Aggregation Program participants will be treated equitably. They will be guaranteed the right to raise and resolve disputes with the CRNGS Provider, be provided all required notices and information; and always retain the right to opt-out of the Aggregation Program or switch suppliers subject to the terms and conditions contained herein. All consumers within the City's corporation limits shall be eligible to participate in the Aggregation Program subject to the terms and conditions described herein, Ohio law, PUCO rules and regulation governing natural gas service, and COH approved tariffs. Service under the Aggregation Program shall include all eligible customer classes in adherence with universal service principles and requirements, and the traditional non- discriminatory practices of local government. CRNGS Provider contracts shall contain provisions to maintain these principles and equitable treatment of all customer classes. Low-income consumers shall remain subject to all provisions of Ohio law and PUCO rules and regulations as they may be amended from time to time regarding their rights to T return to COH General Service and participation in the Aggregation Program. The City developed this Plan of Operation and Governance in compliance with Ohio law regarding municipal opt-out aggregation of natural gas consumers, including two public hearings prior to its adoption. The Dublin City Council shall approve through resolution or ordinance the Aggregation Program's Plan of Operation and Governance in accordance with Ohio Revised Code Section 4929.26. Amendments to the Plan of Operation and Governance maybe subject to Dublin City Council approval and filing with the PUCO. After adoption of the Plan of Operation and Governance, the City will file with the PUCO for governmental aggregator certification and also register as a governmental aggregator with COH. 4 CITY OF DUBLIN DRAFT PLAN OF OPERATION Aggregation Program participants are subject to the same standards and responsibilities as other natural gas consumers, including payment of billings and access to metering and other equipment necessary to carry out utility operations. The Aggregation Program may be discontinued upon the termination or expiration of the CRNGS Provider contract without any extension, renewal or subsequent contract being executed. In the event of Aggregation Program termination, each participant will receive notification at least 60 days prior to such program termination and could return to COH General Service Rate or select another approved CRNGS Provider. 2. Determination of Rates The City will not buy and resell natural gas to Aggregation Program participants. The City will aggregate natural gas loads within the City's corporation limits including municipal facilities. Through a competitive selection process, the City will develop and negotiate a contract with a CRNGS Provider or Providers for firm, all-requirements service. The contract will contain mutually agreeable price terms for affordable, reliable natural gas supplies and other related services. The City may pursue this purpose individually or in cooperation with other entities. Contracts will be monitored by the City on behalf of consumers. CRNGS Providers will supply information on natural gas supply charges by COH customer rate classification or other appropriate pricing category as approved by the City. All natural gas supply charges will be fully and prominently disclosed in consumer enrollment materials and will be subject to approval by the Dublin City Council. The City will contract only with a CRNGS Provider or Providers that meet at a minimum the following criteria: _ 1. Certified CRNGS Provider by the PUCO -- - 2. Registered with COH 3. Have a service agreement under COH Gas Transportation Service Tariff 4. Successfully completed Electronic Data Interchange (EDI) computer system testing with COH and that CRNGS Provider's EDI computer system is capable of effectively processing Aggregation Program EDI transactions in a timely manner 5. Meet standards of creditworthiness established by the City 6. Have a customer call center capable of effectively handling participants' questions, concerns and disputes in a timely manner using atoll-free telephone number 7. Hold the City harmless from any financial obligations arising from offering natural gas and/or energy-related services to Aggregation Program participants The CRNGS Provider's contract will run for a fixed term (i.e., one to five years) and contain all pricing, charges, switching fees, etc. in clear and easily understood terms. 5 CITY OF DUBLIN DRAFT PLAN OF OPERATION The CRNGS Provider's rates will include an administrative fee, which shall (if implemented) be collected on behalf of the City to fund the implementation and administration of the City's Aggregation Program. The administrative fee will be adjusted annually to cover the City's cost of administering the program. The fee will be reviewed annually to ensure that the amounts collected do not exceed the cost of administering the aggregation program. COH assigns customer rate classifications, character of service and associated regulated rates subject to PUCO approved tariffs. In addition to the CRNGS Provider's gas service charges, consumers will continue to be billed for COH service and delivery charges. Although the City may participate in regulatory proceedings and represent the interests of consumers regarding these regulated rates, it cannot assign or alter customer rate classifications. 3. Plan for Providing Opt-out Notice Initially, each eligible consumer within the City's corporation limits will be automatically included in the Aggregation Program. However, prior to actual enrollment, each consumer will receive a notice from the City detailing the Aggregation Program's rates, terms and conditions. Each consumer will then have a 21-day period to opt-out of or decline to participate in the Aggregation Program without charge. Consumers opting out of the program will remain on Columbia Gas of Ohio's (COH) established tariff rates until such time as they select an approved CRNGS Provider. A similar opt-out period will be offered every two years during which time consumers can leave the Aggregation Program without paying a switching fee. 4. Process for Determining the Pool of Customers -- After contract approval by the Dublin City Council, the CRNGS Provider will work with the City and COH to identify all eligible consumers within the City's corporation limits. All eligible consumers will be notified of the rates, charges and other terms and conditions of participation in the Aggregation Program and that they will be automatically enrolled in the Aggregation Program unless they "opt out" or decline participation in the program. Consumers will be given a 21-day period in which to notify the City that they wish to opt out or decline participation in the Aggregation Program. After the initial 21-day opt-out period has elapsed, all eligible consumers who have not notified the City of their desire to opt out of the Aggregation Program will be enrolled by the CRNGS Provider at the earliest date practicable. 6 CITY OF DUBLIN DRAFT PLAN OF OPERATION Consumers enrolled in the Aggregation Program by the CRNGS Provider will receive a letter from COH notifying them of their enrollment. Consumers will have seven calendar days to notify COH of any objection to their enrollment in the Aggregation Program. COH will notify the CRNGS Provider of consumer objections or any reason that a consumer was not enrolled in the Aggregation Program. Customers who meet the following criteria will become Members of the aggregation program: • Are not currently buying gas from another supplier; • Are up to date with their bill payments; • Have not opted out of the program; • Currently have service with COH; • Are classified as non-mercantile; • Have not exercised their right of rescission, or; • Are not on the Percentage of Income Payment Plan (PIPP) New members may opt into the Program upon contract expiration with an alternate supplier. These members will need to contact the CRNGS Provider for enrollment information. The CRNG Provider has a right of refusal in accordance with criteria described in this plan. The CRNGS Provider will build and maintain a database of all Aggregation Program participants. The database will include the name, address and COH account number and may include other pertinent information as agreed upon by the City and the CRNGS Provider. Such information may include the CRNGS Provider's account number (if different from COH account number), rate code, rider code (if applicable), most recent 12 months of natural gas consumption, and meter reading cycle. The Aggregation Program database will be updated at least quarterly. The City will have tyre right to access information in the database for purposes of auditing. The CRNGS Provider will report to the City the status of Aggregation Program enrollment on at least a monthly basis. Participants who wish to leave the Aggregation Program may do so: • During the initia121-day opt-out period; • During the seven day rescission period; • During subsequent opt-out period offered by the City at least every two years; • At any other time; however an early termination fee maybe assessed. In addition to the initial 21-day opt-out period described above, each participant will be given an opportunity to opt out of the Aggregation Program every two years without paying a switching fee. Consumers who choose to opt out of the Aggregation Program at any time other than during the initial 21-day opt-out period or during subsequent opt-out periods offered by the City maybe subject to a switching fee. 7 CITY OF DUBLIN DRAFT PLAN OF OPERATION Any consumer who opts out of the Aggregation Program will be returned to COH established tariff rates until such time as the consumer selects another approved CRNGS Provider. 5. Customer Billing Procedures The City plans to utilize COH consolidated billing service in which each consumer account receives one bill itemizing the CRNGS Provider's natural gas supply charges and COH delivery, transition and other PUCO-approved charges. The billing statement will be consistent with applicable PUCO rules and regulations. The City will consider other billing options, including CRNGS Provider consolidated billing, if and when they become available and if it appears advantageous to do so. 6. Credit and Deposit Policies Collection, credit and deposit procedures remain the responsibility of the Local Utility, the selected supplier and the individual member. Members are required to remit and comply with the payment terms of the local utility. This program will not be responsible for late or no payment on the part of any of its members. The Municipality will have no separate credit or deposit policy. The selected supplier shall not charge more than 1 percent per month for overdue balances owed to the selected supplier. 7. Governmental Aggregator's Customer Service Procedures and Dispute Resolution The Aggregation Program only impacts the source of natural gas supply. COH will continue to deliver the natural gas purchased through the Aggregation Program to participants' homes and businesses through its natural gas distribution system. Participants with question or concerns regarding service delivery or safety, such as a natural gas outage or odor of gas should continue to contact COH at 800-344-4077. Meter reading or other billing questions should also be directed to COH at the same number. Questions regarding Aggregation Program enrollment or opting out should be directed to the CRNGS Provider. General questions and concerns should be directed to either the office of the Development Director, City of Dublin, or Robert Simmers at AMPO, Inc. Disputes unresolved by the aforementioned parties, should be directed to either the Ohio Consumer's Counsel or the Public Utilities Commission of Ohio. The following table gives toll-free telephone numbers for use by consumers. 8 CITY OF DUBLIN DRAFT PLAN OF OPERATION Question or Concern Telephone Number contact Natural gas outage or COH 800-344-4077 interruption Turn natural gas on or off COH 800-344-4077 Meter reading/billing COH 800-344-4077 To enroll in or opt-out of the CRNS Provider 800********* Aggregation Program Aggregation Program AMPO, Inc. 800-305-1066 Questions or concerns gslone@amp-ohio.org Unresolved disputes Ohio Consumer's Counsel 877-742-5622 (residential customers) occ@occ.state.oh.us Unresolved disputes Public Utilities Commission (800)-686-7826 (voice) (all customers) of Ohio (800)-686-1570 (TDD) 8. Members Moving Into/Within the Aggregation (New Account Number) Consumers who move into the City after the initial opt-out period will be not be automatically included in the Program, but will be afforded an opportunity to enroll. However, the City cannot guarantee that the rates, terms and conditions to consumers enrolling in the Aggregation Program after the initial 21-day opt-out period will match those of the initial enrollees. 'The same rule will apply to participants who move within the City after the initial opt-out period, if they are given a new account number by COH. That is, they will not be automatically include in the Program, but will be given an opportunity to re-enroll under a new set of rates, terms and conditions. 9. Members Moving Within the Aggregation (Same Account Number) Participants who relocate within the City limits and retain the same COH account number, will be allowed to continue in the Aggregation Program at their new location under the same terms and conditions as at their former location, subject to any switching fees imposed by COH. 9 CITY OF DUBLIN DRAFT PLAN OF OPERATION 10. Joining the Program at a Later Date (Opting-In) Residents of the City who initially choose to opt-out of the Program, for whatever reason, and wish to enroll at a later date, will be treated the same as a new resident. That is, they will not automatically become part of the existing program, but will be given an opportunity to enroll. However, the City cannot guarantee that rates, terms and conditions to consumers enrolling in the Aggregation Program after the initial 21-day opt-out period will match those of the initial enrollees. DEFINITIONS Aggregation Combining the natural gas loads of multiple customers for the purposes of supplying or arranging for the supply of competitive retail natural gas service to those customers. Aggregation Program Manager The person or entity designated by the City to oversee the operation and management of the City of Dublin's Municipal Natural gas Aggregation Program. Competitive Retail Natural Gas Service (CRNGS) A component of retail natural gas service deemed competitive under the Ohio Revised Code or pursuant to an order of the PUCO. This includes but is not limited to the services provided by competitive retail natural gas service providers, natural gas marketers, aggregators and governmental aggregators. Competitive Retail Natural gas Service Provider (CRNGS Provider) A person or entity certified by the PUCO and registered with COH who supplies or offers to supply a competitive retail natural gas service over the COH natural gas distribution system. This term does not apply to COH in its provision of standard offer natural gas service. Consumer Any person or entity that is an end user of natural gas and is connected to any part of COH natural gas distribution system within the City of Dublin's corporation limits. 10 CITY OF DUBLIN DRAFT PLAN OF OPERATION Delivery Charge Charge imposed by COH for delivering natural gas to a consumer's home or business. The charge includes meter reading, billing, transition costs, maintaining natural gas system reliability and responding during emergencies and outages (also called the distribution charge). Distribution Delivery of natural gas to a home or business through COH owned pipelines, meters and other equipment. COH distribution system operations will remain regulated by the PUCO. Governmental Aggregator An incorporated village or city, township or county acting as an aggregator for the provision of a CRNGS under authority conferred under Section 4928.20 of the Ohio Revised Code. Mercantile Customer A customer that consumes, other than for residential use, more than five hundred thousand cubic feet of natural gas per year at a single location within the state; or a customer that has three or more location within the state that consume natural gas, other than for residential use. ~~ Natural Gas Related Service Service directly related to the consumption of natural gas at a consumer's home or business. This may include, but is not limited to, the installation of metering, remote reading indices, regulation; the maintenance, repair or replacement of appliances and other energy-consuming devices at a consumer's premises, and the provision of energy consumption measurement and billing services. Natural gas Supply Charge All charges related to the acquisition of natural gas by the CRNGS Provider, and its delivery to the City's distribution system. 11 CITY OF DUBLIN DRAFT PLAN OF OPERATION Ohio Consumers' Counsel (OCC) The Ohio Consumers' Counsel (OCC), established by the Ohio Legislature in 1976, represents the interests of Ohio's four million residential utility customers served by investor-owned utilities in proceedings before the PUCO, other regulatory agencies and in the courts. The OCC also educates consumers about utility issues and resolves complaints individuals have with investor-owned utility companies. Participant A consumer enrolled in the City of Dublin's Municipal Natural gas Aggregation Program. Public Utilities Commission of Ohio (PUCO) The state agency charged with assuring all consumers (residential commercial and industrial) served by investor-owned utilities have access to adequate, safe, and reliable utility services at fair prices. The PUCO regulates a wide variety of investor-owned utilities, including natural gas, electricity, pipeline, heating/cooling, local telephone, long distance telephone, waterworks, wastewater, railroad, household goods carriers, water transportation, hazardous materials carriers, and commercial transportation carriers. 12